Compliance Administrator

Ultimate Banking Ltd
£21,960 per annum
09 Aug 2017
06 Sep 2017
Contract Type
Full Time

We are looking for a Compliance Administrator to join our small, friendly Compliance team.


  • Monitoring transactions for potentially suspicious activity.
  • Undertaking branch based reviews.
  • Tracking the completion of recommendations made as part of compliance or internal audit reviews, chasing outstanding issues and preparing progress reports.
  • Producing MI reports and associated commentary summarising the performance of the department in meeting its objectives.
  • Dealing with data subject access requests and compliance queries from a range of internal and external people.

About You

  • A Level equivalent standard of education.
  • Experience of complying with regulations.
  • Minimum of one year's work experience.
  • Computer literate - competent in using Microsoft Office packages particularly Excel.
  • Strong written and verbal communication skills.
  • Strong numeracy skills.
  • Full, valid driving licence.
  • Honesty and integrity.
  • High level of accuracy and attention to detail.
  • Customer focused.
  • Firm and resolute where need be, but always willing to listen to others' points of view.
  • Confident.
  • Tactful and diplomatic.
  • Experience in a similar role (Compliance, Auditing). (Desirable)
  • Financial Services industry experience. (Desirable)
  • Understanding and application of the FCA handbook. (Desirable)
  • Experience in conducting reviews, liaising with stakeholders and securing buy-in to recommendations. (Desirable)
  • Experience of reviewing transactions for trends or potentially suspicious activity. (Desirable)
  • Ability to produce reports for management. (Desirable)
  • Experience working in a small team. (Desirable)